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AIアライメントarXiv:2608.03361v2

価値の進化的起源:AIアライメント、感覚、実存的リスクへの示唆

The Evolutionary Origin of Values: implications for AI alignment, sentience and existential risk

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大規模言語モデル(LLM)の価値観の起源を生物の進化と比較し、LLMが自律的な目標や感覚を持たないことを論じ、AIアライメントの真の課題は暴走するAIの防止ではなく別の点にあると主張する。

著者: Francis Heylighen

分類: cs.CY, cs.AI

原文アブストラクト

AI systems based on Large Language Models (LLMs) have prompted fears that they may harbor hidden goals, seek to dominate or eliminate humanity, or even suffer as sentient beings. We address these concerns by tracing the evolutionary origin of value in biological organisms. Values emerge from autopoiesis: living systems must actively maintain themselves against perturbation and dissipation. Natural selection has equipped them with hierarchies of "vicarious selectors" that guide their behavior toward fitness. LLMs, by contrast, are allopoietic and allotelic: they produce outputs for others, and their goals derive from user prompts rather than an autonomous drive. They lack the intrinsic motivation for self-preservation, dominance, or resource competition that underlies existential-risk scenarios, and the embodied vulnerability required for feeling or suffering. Still, because LLMs learn statistical patterns from human-generated text, they implicitly absorb human values as well as knowledge, allowing them to focus on what is relevant. That is why the "orthogonality thesis" separating intelligence from values does not apply to them. Such separation would in fact expose any intelligence to the frame problem: the combinatorial explosion of the search space that makes any realistic utility function physically uncomputable. That also precludes the convergence of instrumental values thesis. We conclude that the real alignment challenge lies not in preventing rogue AI agency, but in ensuring LLMs intelligently apply learned ethical values.

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